SECURITIES

At Dawisha Law, we provide a comprehensive range of legal services related to private offerings. We have the experience and knowledge needed to navigate the complex legal landscape of securities law and ensure compliance with federal and state securities laws and regulations.
 

Our services are tailored to meet the unique needs of each client and include:

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• Federal securities laws compliance: We can help ensure compliance with federal securities laws, including the Securities Act of 1933 and the Securities Exchange Act of 1934, which govern the sale and trading of securities.
   

• State (blue sky) laws compliance: We assist clients in complying with state securities laws, commonly known as blue sky laws, which regulate the offering and sale of securities in each state.
   

• Corporate governance: We help clients develop and maintain effective corporate governance policies and practices, including board and committee structures, fiduciary duties, and internal controls.
   

• Securities purchase agreements: We assist clients in negotiating and drafting securities purchase agreements, which set forth the terms and conditions of the purchase or sale of securities.
   

• Shareholder agreements: We can draft shareholder agreements that set forth the rights and obligations of each shareholder, including restrictions on transferability of shares and buyout provisions.
   

• Subscription agreements: We can draft subscription agreements, which set forth the terms of the investment between the issuer and the investor.
   

• Investor disclosure documents: We can draft and review investor disclosure documents, including PPMs, Offering Circulars, and Investor Questionnaires.
   

• Due diligence review: We can conduct a comprehensive due diligence review of an issuer's financial and operational performance, legal and regulatory compliance, and other key aspects of the business.
   

• Regulatory filings: We assist clients in filing required reports and forms with the SEC and state securities regulators, such as Form D and Form ADV.
   

• Investor relations: We can provide guidance on investor relations.
   

• Securities disputes: We represent issuers and investors in pre-litigation disputes arising from private offerings, including disputes over the sale of securities. 
   

At Dawisha Law, we are committed to providing exceptional legal services tailored to our clients' needs. We bring a wealth of knowledge and experience to each matter, and we work closely with clients to develop effective solutions that meet their unique objectives. 

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